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FSA takes action against UBS over rogue trades - The Financial Services Authority (FSA) and the Swiss regulator Finma is to commence enforcement action against UBS over the losses caused by rogue trader Kweku Adoboli.
Auteur : moneymarketing-co-uk Il y a 7 days
Aviva Investors SRI team set to be sold off - Aviva Investors' sustainable and responsible investment team and £1.1bn fund range are set to be sold off as part of the firm's move to reduce its retail presence.
Auteur : moneymarketing-co-uk Il y a 9 days
Fidelity calls for fund transparency amid Ryanair pricing concerns - Fidelity Worldwide Investments has called on the asset management industry to create an industry standard in a bid to offer to greater transparency for fund charges.
Auteur : moneymarketing-co-uk Il y a 11 days
Tweet us for chance to win RDR book - Chris Davies, director at Consultancy Engage Partnership, has written what he says is the first book about the retail distribution review and the industry’s battle for clients’ hearts and minds. To celebrate the launch of Winning Client Trust, we have ...
Auteur : moneymarketing-co-uk Il y a 15 days
Aegon unveils auto-enrolment proposition - The provider is also in “detailed discussion” with Nest over how to integrate the Government-backed pension scheme into its workplace savings proposition.
Auteur : moneymarketing-co-uk Il y a 18 days
UBS fined $300,000 by US regulator - UBS has been fined $300,000 by the SEC for “failing to properly price securities” in three mutual funds that caused a mis-statement of net asset value.
Auteur : moneymarketing-co-uk Il y a 23 days
EU gender directive does not apply to occupational pensions - Standard Life head of pensions policy John Lawson says it is “crystal clear” that occupational defined-contribution schemes can continue to differentiate according to sex.
Auteur : moneymarketing-co-uk Il y a 24 days
RBS restructure plan puts 10,000 jobs under threat - Royal Bank of Scotland is looking to sell of its investment banking arm as part of a restructuring plan that could see up to 10,000 jobs cut from the firm.
Auteur : moneymarketing-co-uk Il y a 36 days
Just Retirement recruits Keith Haggart from Prudential - Haggart will be responsible for all aspects of Just Retirement's equity release business and will lead the firm's entry into the long-term care market.
Auteur : moneymarketing-co-uk Il y a 38 days
Duffield hits back over tribunal claims - Ex-New Star boss John Duffield has set out his own response to the unfair dismissal claim brought to an employment tribunal by former fund manager Patrick Evershed.
Auteur : moneymarketing-co-uk Il y a 51 days
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